Compliance and regulatory AI for a globalised firm.
MiFID II, ASIC, FCA and CySEC reporting automation, communications surveillance and trade reconstruction — built into your operating stack, not bolted onto it.
For multi-jurisdiction brokerages, wealth firms and fintechs carrying compliance load across several regulators.
Why firms come to us for this.
Transaction reports, best-ex reports and complaints logs are hand-assembled from six systems.
Nobody actually reads the flagged emails and chats; real issues surface via complaint.
A regulator asks 'what happened around 14:32 on the 12th?' and half the team stops what they're doing.
What we actually build for you.
Every engagement is bespoke — but the underlying architecture follows the same layered pattern. Owned by you, deployed on your infrastructure.
What ships in the box.
Transaction, best-ex, EMIR, MiFIR and CFTC reporting generated and validated automatically.
AI-scored monitoring across email, chat and voice with reviewer workbench.
One-click assembly of quotes, orders, comms and system events for any window, any account.
End-to-end complaint lifecycle with regulator-ready reporting and root-cause analytics.
Employee attestations, training completions and policy acknowledgement — tracked, not chased.
Full immutable audit trail for every action across the platform.
Often built alongside.
Scoping a build for a brokerage, wealth firm or fintech?
We take a small number of new engagements each quarter. Send a two-line brief and we'll respond within 48 hours.