Surveillance that catches the thing you'd actually be fined for.
Rule-based surveillance drowns compliance teams in alerts nobody has time to read. We build AI surveillance that ranks alerts by regulatory materiality, transcribes and screens every channel — including WhatsApp and Telegram — and produces the audit trail a regulator can follow.
The surveillance alert-fatigue problem.
Rule-heavy surveillance can create large alert backlogs without helping reviewers identify the most material episodes. The design problem is to improve prioritisation without weakening coverage or losing source evidence.
Communications add channel, identity, retention and access-control complexity. Any capture and review design must follow the firm’s applicable obligations and approved communications policy.
What good surveillance looks like in 2026.
A layered system, not a monolithic tool:
- Every trade screened by rule engines AND by a behavioural model that learns your normal.
- Every alert ranked by regulatory materiality with a plain-English narrative before it hits a human.
- Every comms channel — WhatsApp, Telegram, WeChat, email, voice — captured, transcribed, translated where needed, and screened against jurisdiction-specific obligations.
- Every decision, model version and human override captured for regulator inspection.
What KJ Capital ships.
A bespoke surveillance layer that sits alongside your existing surveillance vendor (Nasdaq SMARTS, Eventus, Behavox, Nice Actimize) or replaces a rule-only stack entirely. We deliver:
- A behavioural model trained on your own historical trade flow.
- An alert-ranking service with plain-English narratives.
- Comms capture and transcription across WhatsApp, Telegram, WeChat, email and voice.
- Jurisdiction-specific screening (MiFID II, FCA COBS 11.8, ASIC RG 271, CySEC directives).
- A regulator-grade audit and reconstruction interface.
What the build should be designed to measure.
These are planning targets, not KJ Capital client results or guarantees. The Diagnostic validates baselines, feasible targets and measurement before a Build is scoped.
What buyers ask us about this build.
Q01Do we have to replace our surveillance vendor?+
Q02How is WhatsApp / Telegram captured?+
Q03Which regulators is this designed against?+
Q04How is comms data handled for GDPR?+
Q05Price?+
What brokers ship alongside this one.
Client Onboarding & KYC
Every dropped applicant between deposit intent and approved account is lost opportunity. We design AI-orchestrated onboarding that can accelerate clear cases, escalate uncertainty to accountable reviewers, and retain the evidence needed for audit.
Compliance-Safe Marketing
The bottleneck in broker marketing isn't creative. It's the four rounds of compliance ping-pong that turn a two-week campaign into an eight-week one. We build the AI layer that gets it right the first time.
Dealing Desk AI
The modern broker dealing desk is an AI problem, not a headcount problem. We ship real-time toxic-flow scoring, per-client and per-symbol A/B routing recommendations, LP scorecards and exposure alerting — plugged into your existing bridge without touching the terminal.