Surveillance that catches the thing you'd actually be fined for.
Rule-based surveillance drowns compliance teams in alerts nobody has time to read. We build AI surveillance that ranks alerts by regulatory materiality, transcribes and screens every channel — including WhatsApp and Telegram — and produces the audit trail a regulator can follow.
The surveillance alert-fatigue problem.
Most trade surveillance stacks were built for a different era. They fire thousands of alerts a week, of which 98% are noise. Compliance teams triage the backlog, miss the two that actually mattered, and the regulator finds them a year later during a s.166.
Comms surveillance is worse. Half your dealers are on WhatsApp and Telegram; almost none of that traffic is captured, screened or retained the way MiFID II, FCA COBS 11.8 and ASIC RG 271 require.
What good surveillance looks like in 2026.
A layered system, not a monolithic tool:
- Every trade screened by rule engines AND by a behavioural model that learns your normal.
- Every alert ranked by regulatory materiality with a plain-English narrative before it hits a human.
- Every comms channel — WhatsApp, Telegram, WeChat, email, voice — captured, transcribed, translated where needed, and screened against jurisdiction-specific obligations.
- Every decision, model version and human override captured for regulator inspection.
What KJ Capital ships.
A bespoke surveillance layer that sits alongside your existing surveillance vendor (Nasdaq SMARTS, Eventus, Behavox, Nice Actimize) or replaces a rule-only stack entirely. We deliver:
- A behavioural model trained on your own historical trade flow.
- An alert-ranking service with plain-English narratives.
- Comms capture and transcription across WhatsApp, Telegram, WeChat, email and voice.
- Jurisdiction-specific screening (MiFID II, FCA COBS 11.8, ASIC RG 271, CySEC directives).
- A regulator-grade audit and reconstruction interface.
What brokers actually see after go-live.
What buyers ask us about this build.
Q01Do we have to replace our surveillance vendor?+
Q02How is WhatsApp / Telegram captured?+
Q03Which regulators is this designed against?+
Q04How is comms data handled for GDPR?+
Q05Price?+
What brokers ship alongside this one.
Client Onboarding & KYC
Every dropped applicant between deposit intent and approved account is money that walked. We build AI-orchestrated onboarding that decides in seconds, escalates only what humans need to see, and produces the evidence trail regulators actually ask for.
Compliance-Safe Marketing
The bottleneck in broker marketing isn't creative. It's the four rounds of compliance ping-pong that turn a two-week campaign into an eight-week one. We build the AI layer that gets it right the first time.
Dealing Desk AI
The modern broker dealing desk is an AI problem, not a headcount problem. We ship real-time toxic-flow scoring, per-client and per-symbol A/B routing recommendations, LP scorecards and exposure alerting — plugged into your existing bridge without touching the terminal.